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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-18 |
Branch Locations
2940 Oak Street Suite 214 [Office Of Convenience], Kingwood, TX 77339 • United States
10077 Grogans Mill Rd Ste 325 [Satellite], The Woodlands, TX 77380 • United States
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Humble | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Humble | TX | 11/2016 | 07/2024 |
| Wells Fargo Advisors Financial Network, Llc | Shenandoah | TX | 07/2024 | Present |
ROGERS WEALTH MANAGEMENT GROUP LLC, INV RELATED, KINGWOOD, TX, 100% OWNERSHIP, START 7/18/2024, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-26 |
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