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Robert Craig Shirley

Stifel, Nicolaus & Company, Incorporated

Mequon, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2007-11-07
  • WI RA
    APPROVED
    Since 2007-11-07

Branch Locations

1249 W. Liebau Road, Suite 250, Mequon, WI 53092 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Mequon WI 10/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-27
S63 Uniform Securities Agent State Law Examination 1990-05-21
  • S65 Uniform Investment Adviser Law Examination
    2009-01-27
  • S63 Uniform Securities Agent State Law Examination
    1990-05-21
Other Names
  • Craig Shirley

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
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AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
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