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Emily A Duncan

Ubs Financial Services Inc.

College Station, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-28
  • TX RA
    APPROVED
    Since 2025-07-28

Branch Locations

175 Century Square Drive Suite 300, College Station, TX 77840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley College Station TX 01/2020 07/2025
Pcl Industrial Construction Freeport TX 01/2016 02/2017
Pcl Industrial Construction Lake Charles LA 04/2017 10/2019
Ubs Financial Services Inc. College Station TX 07/2025 Present
  • 01/2020 → 07/2025
    Morgan Stanley
    College Station, TX
  • 01/2016 → 02/2017
    Pcl Industrial Construction
    Freeport, TX
  • 04/2017 → 10/2019
    Pcl Industrial Construction
    Lake Charles, LA
  • 07/2025 → Present
    Ubs Financial Services Inc.
    College Station, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-03
S63 Uniform Securities Agent State Law Examination 1990-03-08
  • S66 Uniform Combined State Law Examination
    2020-09-03
  • S63 Uniform Securities Agent State Law Examination
    1990-03-08
Other Names
  • Emily Ann Woods
  • Emily Ann Parker
  • Emily Ann Frazier
  • Emily Ann Frazier
  • Emily Ann Frazer
  • Emily Ann Duncan

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TRADITIONS WEALTH ADVISORS, LLC.
EDWARD JONES
FIRST COMMAND ADVISORY SERVICES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL ENTERPRISE, LLC
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

ROBERT HENRY PUTZ
AMY JO SCHIELACK
DAVID JOHN RHODES
WADE BARKLEY MYATT
Tray Parks
ASHLEY D BRUNSON
CHARLEE SIMMONS MILLER
Ryan Johnson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEGE STATION, TX
TRADITIONS WEALTH ADVISORS, LLC. · COLLEGE STATION, TX
EDWARD JONES · COLLEGE STATION, TX
FIRST COMMAND ADVISORY SERVICES · College Station, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · College Station, TX
LPL ENTERPRISE, LLC · COLLEGE STATION, TX
LPL FINANCIAL LLC · COLLEGE STATION, TX
WELLS FARGO CLEARING SERVICES, LLC · COLLEGE STATION, TX

More in College Station, TX

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