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Emily A Duncan

Ubs Financial Services Inc.

College Station, TX

CRD 2020704

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-28
  • TX RA
    APPROVED
    Since 2025-07-28

Branch Locations

175 Century Square Drive Suite 300, College Station, TX 77840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley College Station TX 01/2020 07/2025
Pcl Industrial Construction Freeport TX 01/2016 02/2017
Pcl Industrial Construction Lake Charles LA 04/2017 10/2019
Ubs Financial Services Inc. College Station TX 07/2025 Present
  • 01/2020 → 07/2025
    Morgan Stanley
    College Station, TX
  • 01/2016 → 02/2017
    Pcl Industrial Construction
    Freeport, TX
  • 04/2017 → 10/2019
    Pcl Industrial Construction
    Lake Charles, LA
  • 07/2025 → Present
    Ubs Financial Services Inc.
    College Station, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-03
S63 Uniform Securities Agent State Law Examination 1990-03-08
  • S66 Uniform Combined State Law Examination
    2020-09-03
  • S63 Uniform Securities Agent State Law Examination
    1990-03-08
Other Names
  • Emily Ann Woods
  • Emily Ann Parker
  • Emily Ann Frazier
  • Emily Ann Frazier
  • Emily Ann Frazer
  • Emily Ann Duncan

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TRADITIONS WEALTH ADVISORS, LLC.
EDWARD JONES

Nearby Investors

ROBERT HENRY PUTZ
AMY JO SCHIELACK
DAVID JOHN RHODES

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLLEGE STATION, TX
TRADITIONS WEALTH ADVISORS, LLC. · COLLEGE STATION, TX
EDWARD JONES · COLLEGE STATION, TX

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