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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-16 |
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
169 7Th Ave, New York, NY 10011 • United States
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
90 W Broadway, New York, NY 10007 • United States
374 6Th Ave 1St Fl, New York, NY 10011 • United States
185 Broadway Ste 1, New York, NY 10007 • United States
112Th 9Th Ave, New York, NY 10011 • United States
276 Bowery, New York, NY 10012 • United States
777 Avenue Of The Americas, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New York | NY | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-22 |
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