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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-06-07
TX RA APPROVED_RES 2024-06-06
  • MN RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED_RES
    Since 2024-06-06

Branch Locations

201 9Th Street, Worthington, MN 56187 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

201 9Th Street, Worthington, MN 56187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Momentum Independent Network Inc. Worthington MN 08/1996 06/2024
Lpl Financial Llc Worthington MN 06/2024 Present
Previous Registrations
Other Businesses

1) 05/03/2024 - Michael J Woll - Notary - MN 56187 - Investment related - 1 Hour per month - Start date: 05/07/2002. 2) 05/03/2024 - Mike Woll Investment Office - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 170 Hours per month. 3) 05/03/2024 - Michael J Woll - Real Estate Rental - Co-owner - MN 56187 - Investment related - 7 Hours per month - Start date: 06/15/2015.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-23
S63 Uniform Securities Agent State Law Examination 1990-01-02
  • S66 Uniform Combined State Law Examination
    2020-05-23
  • S63 Uniform Securities Agent State Law Examination
    1990-01-02
Other Names
  • Mike Woll

View on SEC IAPD

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