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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-11 |
| MN | RA | APPROVED | 2023-09-01 |
Branch Locations
921 4Th Avenue, Worthington, MN 56187 • United States
25 North Lake Street Suite 310, Forest Lake, MN 55025 • United States
504 Broadway Street Suite 305, Alexandria, MN 56308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lakeland Mortgage Corporation | Bloomington | MN | 10/2002 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Worthington | MN | 09/2023 | Present |
1) FIVE STAR FINANCIAL RESOURCES; INDEPENDENT INSURANCE SALES; COMMENCED 08/2006; CORPORATION; INVESTMENT RELATED; 10 HOURS/MONTH TIME SPENT; 0% OWNERSHIP; AGENT/REPRESENTATIVE. 2) KEN MAAHS; INDEPENDENT INSURANCE SALES; COMMENCED 6/1985; SOLE PROPRIETORSHIP; 20 HOURS/MONTH TIME SPENT; 100% OWNERSHIP; OWNER/REPRESENTATIVE. 3) KEN MAAHS AND ASSOCIATES, INC POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/16/2019 ADDRESS: 25 North Lake St, Suite 310, Forest Lake MN 55025, United States DESCRIPTION: Independent Insurance Sales and Investments such as retail mutual funds and also fee based accounts 4) MAAHS WEALTH MANAGEMENT POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/09/2026 ADDRESS: 25 Lake St N, Suite 310, Forest Lake MN 55025, United States DESCRIPTION: Independent Insurance Sales and Investmentssuch as retail mutual funds and also fee based accounts
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-18 |
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