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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-07-29 |
Branch Locations
4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Worthington | MN | 02/2025 | 07/2026 |
| Sisseton High School | Sisseton High School | SD | 08/2016 | 08/2021 |
| Dakota Wesleyan University | Mitchell | SD | 08/2021 | 12/2024 |
| Goodhart & Associates Pc | Mandan | ND | 12/2024 | 02/2025 |
| Blarneys Sports Bar And Grill | Mitchell | SD | 09/2024 | 01/2025 |
| Goodhart And Associates Pc | Mandan | ND | 05/2024 | 07/2024 |
| Dakota Wesleyan University | Mitchell | SD | 05/2023 | 08/2023 |
| Dakota Wesleyan University | Mitchell | SD | 05/2022 | 08/2022 |
| Goodhart Excavating, Inc. | Browns Valley | MN | 04/2015 | 05/2024 |
| City Of Sisseton | Sisseton | SD | 06/2019 | 08/2019 |
| Principal Securities, Inc. | Sioux Falls | SD | 07/2026 | Present |
| Principal Life Insurance Company | Sioux Falls | SD | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-22 |
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