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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-18
  • CA RA
    APPROVED
    Since 2025-03-18

Branch Locations

11590 West Bernardo Court, Suite 102, San Diego, CA 92127 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Palm Beach Gardens FL 04/2010 03/2025
Planmember Securities Corporation Carpinteria CA 03/2025 Present
Pavia Financial Services, Inc. Dba Retirewell Capital Management San Diego CA 12/2024 Present
Pavia Financial Services Inc. San Diego CA 11/2006 Present
Pavia Financials Services, Inc. Dba Capital Loan Associates San Diego CA 09/1996 Present
Anthony Pavia (Self Employed) San Diego CA 07/2007 Present
  • 04/2010 → 03/2025
    Palm Beach Gardens, FL
  • 03/2025 → Present
    Carpinteria, CA
  • 12/2024 → Present
    Pavia Financial Services, Inc. Dba Retirewell Capital Management
    San Diego, CA
  • 11/2006 → Present
    Pavia Financial Services Inc.
    San Diego, CA
  • 09/1996 → Present
    Pavia Financials Services, Inc. Dba Capital Loan Associates
    San Diego, CA
  • 07/2007 → Present
    Anthony Pavia (Self Employed)
    San Diego, CA
Previous Registrations
Other Businesses

1)Pavia Financial Services, Inc.-dba RetireWell Capital Management-11590 W. Bernardo Ct., Ste. 102, San Diego, CA 92127; Investment related; Securities sales & svcs; Owner; Start date 12/2024; 100 hrs/mnth; 60 hrs/mnth during trading. 2) Pavia Financial Services, Inc.- 11590 W. Bernardo Ct., Ste. 102, San Diego, CA 92127; Investment related; Insurance sales & svcs; Owner/Agent; Start date 11/2006; 100 hrs/mth; 60 hrs/mnth during trading. 3) Pavia Financial Services, Inc. dba Capital Loan Associates -11590 W. Bernardo Ct., Ste. 102, San Diego, CA 92127; Noninvestment related; Residential loans-act as lender & broker of residential loans; Owner, Loan Officer, Mortgage Broker; Start date 9/1996; 60 hrs/mnth; 30 hrs/mnth during trading. 4) Anthony Pavia (self-employed)-207 Fifth Ave., #1254, San Diego, CA 92101; Noninvestment related; Owner of residential rental property; Owner; Start date 7/2007; 2 hrs/mnth; 0 hrs/mnth during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-31
  • S63 Uniform Securities Agent State Law Examination
    1990-10-31
Other Names
  • Anthony Scott Pavia
  • Tony Pavia
  • Anthony Pavia

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