Carl George Bulgini

Current Employers

Employment History

• 03/2012 → Present
  Fenwick Investments, Llc
  New Canaan, CT
• 04/2014 → Present
  Westport Resources Investment Services
  Westport, CT

Previous Registrations

• 2012-03-28 → 2013-02-27
  Alliancebernstein L.P.
  Nashville, TN
• 2007-07-18 → 2011-12-05
  Fenwick Investments, Llc
  New Canaan, CT
• 2006-01-25 → 2007-05-11
  Diastole Wealth Management
  Old Saybrook, CT
• 2005-10-27 → 2006-06-30
  Sound Financial Advisors
  Wilton, CT

Other Businesses

CARL GEORGE BULGINI III IS A LICENSED INSURANCE AGENT AND A LICENSED MORTGAGE LOAN ORIGINATOR. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION AND INVOLVE A POSSIBLE CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CAN CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. FI ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT; INCLUDING THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF FI IN THEIR CAPACITY AS AN INSURANCE AGENT OR MORTGAGE LOAN ORIGINATOR. COMPASS ASSET MANAGEMENT- REGISTERED INVESTMENT ADVISORS, 10 WATER STREET, GUILFORD, CT SINCE 04/14

Exams

• S66 Uniform Combined State Law Examination
  2012-04-07
• S63 Uniform Securities Agent State Law Examination
  2012-01-20
• S65 Uniform Investment Adviser Law Examination
  2000-03-20

Designations