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David William Otto

Otto & Associates, Inc.

Norwich, VT

Norwich, VT

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Current Employers
Otto & Associates, Inc.

16 Beaver Meadow Road, Norwich, VT 05055 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-08-19
NY RA APPROVED 2021-08-19
NC RA APPROVED 2021-08-19
TX RA APPROVED 2021-08-19
VT RA APPROVED 2003-03-28
  • NH RA
    APPROVED
    Since 2021-08-19
  • NY RA
    APPROVED
    Since 2021-08-19
  • NC RA
    APPROVED
    Since 2021-08-19
  • TX RA
    APPROVED
    Since 2021-08-19
  • VT RA
    APPROVED
    Since 2003-03-28

Branch Locations

289 Main St, Norwich, VT 05055 • United States

16 Beaver Meadow Road, Norwich, VT 05055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Otto& Associates, Inc. Norwich VT 04/1985 Present
  • 04/1985 → Present
    Otto& Associates, Inc.
    Norwich, VT
Designations

View on SEC IAPD

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ERIC MICHAEL BECKER
ELIZABETH DOYLE GLENSHAW

Other Offices

LPL FINANCIAL LLC · NORWICH, VT
OTTO & ASSOCIATES, INC. · NORWICH, VT
CLEAN YIELD ASSET MANAGEMENT · NORWICH, VT
BOREALIS VENTURES · HANOVER, NH
MORGAN STANLEY · Hanover, NH
CWM, LLC · Hanover, NH
THE LYME TIMBER COMPANY LLC · HANOVER, NH
OSAIC INSTITUTIONS, INC. · HANOVER, NH

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