Best Investors Account Sign in

Stephen Chapman Winslow

LPl Financial LLC

Norwich, VT

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2019-10-18
NH RA APPROVED 2019-10-16
  • VT RA
    APPROVED
    Since 2019-10-18
  • NH RA
    APPROVED
    Since 2019-10-16

Branch Locations

303 Main St, Norwich, VT 05055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aris/State Of Vermont Norwich VT 04/2009 Present
Stephen Winslow, Carpenter/Self-Employed Norwich VT 01/2016 Present
Mascoma Savings Bank Lebanon NH 02/2019 Present
Lpl Financial Llc Norwich VT 03/2019 Present
  • 04/2009 → Present
    Aris/State Of Vermont
    Norwich, VT
  • 01/2016 → Present
    Stephen Winslow, Carpenter/Self-Employed
    Norwich, VT
  • 02/2019 → Present
    Mascoma Savings Bank
    Lebanon, NH
  • 03/2019 → Present
    Norwich, VT
Previous Registrations
  • 2012-10-01 → 2012-10-12
    Syracuse, NY
    Oswego, NY
  • 2010-10-08 → 2012-10-01
    Chase Investment Services Corp.
    Oswego, NY
    Syracuse, NY
  • 2008-12-02 → 2010-10-01
    Lebanon, NH
    Fort Mill, SC
    Lebanon, NH
    Bethel, VT
    Chelsea, VT
    Norwich, VT
    White River Junction, VT
    Windsor, VT
    Woodstock, VT
  • 2008-06-30 → 2008-11-06
    Dewitt, NY
  • 2006-03-23 → 2008-06-02
    Chase Investment Services Corp.
    Manlius, NY
    Dewitt, NY
Other Businesses

1)03/26/2019 - ARIS/State of Vermont- Respite Care Worker for a handicapped individual- Non-Inv. Outside/W-2 Employment - Related- Norwich, VT - start date 4/23/2009- 15 Hrs/Mth - 0 Hrs During Trading - 5%. 2) 03/26/2019- Stephen Winslow, Carpenter- Business Owner- Non-Inv. Related- Norwich, VT- start date- 1/1/2016 - 35 Hrs/Mth - 0 Hrs During Trading - 20%. 3) 03/26/2019 - Mascoma Financial Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 4) 10/08/2025 - Other - Ebay Reseller - Not Investment Related - Home Based - Start Date:09/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-15
  • S66 Uniform Combined State Law Examination
    2019-10-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Norwich, VT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor