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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2019-10-18 |
| NH | RA | APPROVED | 2019-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aris/State Of Vermont | Norwich | VT | 04/2009 | Present |
| Stephen Winslow, Carpenter/Self-Employed | Norwich | VT | 01/2016 | Present |
| Mascoma Savings Bank | Lebanon | NH | 02/2019 | Present |
| Lpl Financial Llc | Norwich | VT | 03/2019 | Present |
1)03/26/2019 - ARIS/State of Vermont- Respite Care Worker for a handicapped individual- Non-Inv. Outside/W-2 Employment - Related- Norwich, VT - start date 4/23/2009- 15 Hrs/Mth - 0 Hrs During Trading - 5%. 2) 03/26/2019- Stephen Winslow, Carpenter- Business Owner- Non-Inv. Related- Norwich, VT- start date- 1/1/2016 - 35 Hrs/Mth - 0 Hrs During Trading - 20%. 3) 03/26/2019 - Mascoma Financial Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 4) 10/08/2025 - Other - Ebay Reseller - Not Investment Related - Home Based - Start Date:09/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-15 |
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