Roger Arkming Jee

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  New York, NY
• 11/2016 → 06/2018
  Wells Fargo Clearing Services, Llc
  New York, NY
• 06/2018 → Present
  Raymond James & Associates
  New York, NY

Previous Registrations

• 2006-05-16 → 2018-07-03
  Wells Fargo Clearing Services, Llc
  New York, NY

Other Businesses

1) LUCKY'S FAMOUS, LLC, NOT INVESTMENT RELATED, 1% OWNERSHIP, START: 8/1/2009, 0 HOURS/MONTH,RESTAURANT INVESTMENT. 2) LUCKY'S BURGER HOUSTON, LLC, NOT INVESTMENT RELATED,NEW YORK, NY, 1% OWNER, START: 11/1/2010, 0 HOURS/MONTH, RESTAURANT INV. 3)Name of Business : TARRYHILL HOMEOWNERS ASSOCIATION Address: Tarrytown, NY Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related: No Start Date: 06/28/2018 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: I am the president of the Tarryhill Homeowners Association. 4) Name of Business : Rental Real Estate Address: NEW YORK, NY Nature of the Business: Personal/Private Investment Investment Related:Yes Start Date: 04/01/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: PASSIVE INVESTOR WITH NO MANAGEMENT OR OPERATIONAL ACTIVITY

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-30
• S63 Uniform Securities Agent State Law Examination
  1994-01-04

Other Names

• Roger A Jee
• Roger Jee