Kirk S Barth

Current Employers

Employment History

• 05/2014 → 03/2017
  Metlife Securities Inc
  Honolulu, HI
• 07/2016 → 02/2019
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 02/2019
  Mml Investors Services, Llc
  Honolulu, HI
• 02/2019 → Present
  Royal Alliance
  Honolulu, HI

Previous Registrations

• 2017-03-25 → 2019-02-13
  Mml Investors Services, Llc
  Honolulu, HI
• 2014-05-28 → 2017-03-25
  Msi Financial Services, Inc.
  Honolulu, HI
• 2010-03-19 → 2014-05-29
  Signator Investors, Inc.
  Honolulu, HI
  Honolulu, HI
• 2009-02-06 → 2010-03-16
  Principal Securities, Inc.
  Honolulu, HI
• 2002-10-30 → 2009-02-04
  New England Securities
  Honolulu, HI
  Honolulu, HI

Other Businesses

1) NOTARY PUBLIC POSITION: notary NATURE: state licensee as notary public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/06/2012 ADDRESS: 1163 S. Beretania St, honolulu HI 96814, United States DESCRIPTION: notary public as a convenience for clients and other agents. 2) BOARD OF DIRECTORS - HOMEOWNERS ASSOCIATION POSITION: Member, Board of Directors, NATURE: voluntary member of Board of Directors of homeowners association - no compensation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/12/2018 ADDRESS: 1044 Kamemahema Dr, Honolulu HI 96825, United States DESCRIPTION: review homeowners plans for renovation and paint color choices. 3) SMART ASSETS OF HAWAII POSITION: owner NATURE: DBA for Special Needs Hawaii, under a S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/27/2021 ADDRESS: 1163 S Beretania, Honolulu HI 96814, United States DESCRIPTION: financial planning solutions for clients and prospects who do not have special needs. This is the DBA for insurance and securities business. 4) SPECIAL NEEDS HAWAII POSITION: owner NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2004 ADDRESS: 1163 S. Beretania St, honolulu HI 96814, United States DESCRIPTION: financial planning for families with special needs dependents, to ensure they have the proper structure to obtain and keep government benefits (SSI and Medicaid), referring them to trained attorneys, offer life insurance and investmentsin structuring their financial plan.Special Needs Hawaii is my DBA for insurance and security activities 5) NEW SEA, INC. POSITION: President NATURE: Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/23/2019 ADDRESS: 7395 Ainanani Pl, honolulu HI 96825, United States DESCRIPTION: sell life insurance, disability, long term care and fixed annuities through:Pacific Guardian LifeAmerican NationalAssurityLincolnJohn HancockSymetraPrincipal NationalOccidentalMutual of OmahaStandard of OregonProtective LifePrucoOneAmerica/State Lifeusing dba names 'Smart Assets of Hawaii' and 'Special Needs Hawaii'

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-03
• S63 Uniform Securities Agent State Law Examination
  1990-03-13

Designations