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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-22
  • SC RA
    APPROVED
    Since 2026-03-22

Branch Locations

25 Calhoun Street Suite 200, Charleston, SC 29401 • United States

Daniel Island, SC • United States

4017 Hillsboro Pike Suite 403, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Morristown NJ 02/2013 Present
Other Businesses

NAME AND ADDRESS:JOCKEY HOLLOW BAR AND KITCHEN LLC 110 SOUTH ST. MORRISTOWN, NJ07960. NATURE OF ENTITY: RESTAURANT . LIMITED LIABILITY CORPORATION . RESPONSIBILITIES IN THIS ROLE: PASSIVE INVESTOR . HOURS DEVOTED: 2 - 3 HOURS PER MONTH. NON DURING TRADING HOURS. Name/Address: GNR Properties SC LLC / 92 Broad St, Charleston, SC 29401 Start Date: 7/3/2023 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Investment Company Part-Owner Investment Related Name/Address: OTJR Ranch LLC / 1900 Waterway BLVD, Isle of Palms, SC 29451 Start Date: Jan 29, 2026 Hours Spent: 6-10 hours/month Hours Spent During Trading: 0 hours/month Role/Responsibility: Member Not Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-20
S63 Uniform Securities Agent State Law Examination 1998-12-30
  • S65 Uniform Investment Adviser Law Examination
    2026-03-20
  • S63 Uniform Securities Agent State Law Examination
    1998-12-30

View on SEC IAPD

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