Timothy Craig Phillips

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 03/2020
  M & T Securities, Inc
  Buffalo, NY
• 03/2020 → Present
  Citibank
  Ny, NY

Previous Registrations

• 2017-02-03 → 2020-03-09
  M&T Securities, Inc.
  Stamford, CT
  Mamaroneck, NY
  Cos Cob, CT
  Paramus, NJ
  Rye Brook, NY
  New Rochelle, NY
  Harrison, NY
  Rye Brook, NY
  Larchmont, NY
  Larchmont, NY
  Harrison, NY
  New Rochelle, NY
  Paramus, NJ
  Paramus, NJ
  Monroe, CT
  Norwalk, CT
  New York, NY
  New York, NY
  New York, NY
  Brookfield, CT
  Fairfield, CT
  Darien, CT
  Bethel, CT
  Ridgefield, CT
  New York, NY
  New York, NY
  Paramus, NJ
  Bronx, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2017-01-30
• S63 Uniform Securities Agent State Law Examination
  2014-06-25

Other Names

• Timothy Craig Phillips
• Timothy C Phillips