Best Investors Account Sign in

Timothy Craig Phillips

Citigroup Global Markets Inc.

New York, NY

New York, NY

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2020-03-24
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-03-24

Branch Locations

Citi Wealth Management, National Sales 388 Greenwich St., 22Nd Fl & 24Th Fl, New York, NY 10013 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M & T Securities, Inc Buffalo NY 07/2016 03/2020
Citibank Ny NY 03/2020 Present
  • 07/2016 → 03/2020
    M & T Securities, Inc
    Buffalo, NY
  • 03/2020 → Present
    Citibank
    Ny, NY
Previous Registrations
  • 2017-02-03 → 2020-03-09
    M&T Securities, Inc.
    Stamford, CT
    Mamaroneck, NY
    Cos Cob, CT
    Paramus, NJ
    Rye Brook, NY
    New Rochelle, NY
    Harrison, NY
    Rye Brook, NY
    Larchmont, NY
    Larchmont, NY
    Harrison, NY
    New Rochelle, NY
    Paramus, NJ
    Paramus, NJ
    Monroe, CT
    Norwalk, CT
    New York, NY
    New York, NY
    New York, NY
    Brookfield, CT
    Fairfield, CT
    Darien, CT
    Bethel, CT
    Ridgefield, CT
    New York, NY
    New York, NY
    Paramus, NJ
    Bronx, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-30
S63 Uniform Securities Agent State Law Examination 2014-06-25
  • S66 Uniform Combined State Law Examination
    2017-01-30
  • S63 Uniform Securities Agent State Law Examination
    2014-06-25
Other Names
  • Timothy Craig Phillips
  • Timothy C Phillips

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor