Best Investors
Account
Sign in
Best Investors
Account
Sign in
Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-30 |
| VA | RA | APPROVED | 2026-06-12 |
| MA | RA | APPROVED | 2026-02-19 |
| MN | RA | APPROVED | 2025-03-27 |
| MD | RA | APPROVED | 2024-04-15 |
| PA | RA | APPROVED | 2022-05-24 |
| FL | RA | APPROVED | 2022-03-01 |
| TX | RA | APPROVED_RES | 2021-06-01 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2016-06-21 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
Morganville, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Ave Securities | New York | NY | 02/2015 | Present |
| Guardian Life Ins Co | New York | NY | 10/2014 | Present |
| Guardian Life Insurance Company | Wall | NJ | 10/2017 | 09/2023 |
| Park Avenue Securities | Wall | NJ | 10/2017 | 09/2023 |
| Guardian Life Insurance Company | Morganville | NJ | 06/2024 | Present |
| Park Avenue Securities | Morganville | NJ | 06/2024 | Present |
1. Outside lines of Insurance, Start: 01/01/2016, Address: 8 Turner Terrace, Morganville, NJ 07751, 5 bus hrs per month, Investment related, 2. Public Speaking-Financial Wellness Advice, Start: 03/04/2019, Address: N/A, Hrs per month - tot/bus: 3/2, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-10-06 |
| S65 | Uniform Investment Adviser Law Examination | 2014-03-22 |
Reach out to this advisor