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328 Newman Springs Road, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2009-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockwell Global Capital, Llc. | Melville | NY | 10/2011 | Present |
METRO ONE SECURITY COMPANY, SECURITY GUARD, BEGINNING MARCH 2020, NOT INVESTMENT-RELATED, NOT DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-19 |
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