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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-12-07 |
Branch Locations
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
32107 Lindero Canyon Rd Ste 122, Westlake Village, CA 91361 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities Inc | Los Angeles | CA | 12/2015 | Present |
(1) REAL ESTATE RENTALS- OWNER-COLLECTS RENT & PAY MORTGAGES SPENDS 2 HOURS A MONTH DURING NON-TRADING HOURS: 1)49400 RIVER PARK RD, APT 27, OAKHURST, CA 93644 2)75-5870 KAHAKAI RD,#312, KAILUA-KONA, HI 96740 3)75-5870 KAHAKKAI RD #405,KAILUA-KONA,HI 96740 4)474 N LAKE SHORE DR #4901,CHICAGO,IL 60611 5)474 N LAKE SHORE DR #5407,CHICAGO,IL 60611 6)474 N LAKE SHORE DR #5707, CHICAGO,IL 60611;; (2) DANIEL STIEFF, INC.; INVESTMENT RELATED; AGOURA HILLS, CA; CORPORATION; PRESIDENT; START: 10/2021; APPROX: 1 HOUR YEARLY AND 1-5 HOURS MONTHLY DURING BUSINESS HOURS; DUTIES: CORPORATION FOR HELP WITH TAXES AND HOLD DISCLOSED REAL ESTATE HOLDINGS IN A TRUST. (3) PACIFIC FINANCIAL WEST; INVESTMENT RELATED; WESTLAKE VILLAGE, CA; DBA FOR WEDBUSH SECURITIES BUSINESS; PRESIDENT; START: 02/1996; APPROX: 2 HOURS MONTHLY AND 160-250 DURING BUSINESS HOURS MONTHLY; DUTIES: DBA FOR WEDBUSH SECURITIES BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-07 |
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