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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-24 |
| WI | RA | APPROVED | 2013-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Green Bay | WI | 07/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Green Bay | WI | 11/2016 | Present |
HUNTERS RUN HOMEOWNERS ASSOCIATION, NOT INVESTMENT RELATED, SUAMICO, WI., COMMITTEE MEMBER, START: 1/1/2015, 1 HOUR/MONTH, 0 DURING TRADING, NEIGHBORHOOD ACTIVITIES AND MAINTENANCE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-10-02 |
| S66 | Uniform Combined State Law Examination | 2002-12-07 |
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