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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-04-17 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
1611 Jones Franklin Rd Ste 104, Raleigh, NC 27606-3376 • United States
Cary, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Raleigh | NC | 03/2020 | Present |
Real Estate Ownership; Lot/Land; The Lodges Eagles Nest, Lot 120, Banner Elk, NC, 28604; Not Investment-Related; 07/08/2015. Business Ownership; Sohan Properties, LLC; ; LLC that owns the office condo; 1611 Jones Franklin Rd. Ste. 104Raleigh, NC 27606, ,; Not Investment-Related; 10/11/2013; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-02 |
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