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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-20 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets | Houston | TX | 11/2007 | 01/2019 |
| Morgan Stanley Smith Barney | Houston | TX | 06/2009 | 01/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2019 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Usca Ria Llc | Houston | TX | 01/2019 | 06/2021 |
| Usca Securities Llc | Houston | TX | 01/2019 | Present |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1.Estate; Investment related: Yes; Houston, TX; estate; Executor; May 2018; During business hours: 4; After business hours: 4;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-07-12 |
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