Best Investors Account Sign in

John Eric Sherman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charleston, SC

Charlotte, NC

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-05-28
  • SC RA
    APPROVED
    Since 2021-05-28

Branch Locations

200 Meeting St, Charleston, SC 29401 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Charlotte NC 06/2016 02/2021
Bb&T Investment Services, Inc. Charlotte NC 06/2016 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Truist Investment Services, Inc. Charlotte NC 02/2021 04/2021
Truist Advisory Services, Inc. Atlanta GA 02/2021 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston SC 05/2021 Present
Bank Of America, Na Charleston SC 05/2021 Present
  • 06/2016 → 02/2021
    Bb&T Bank
    Charlotte, NC
  • 06/2016 → 02/2021
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 02/2021 → 04/2021
    Truist Investment Services, Inc.
    Charlotte, NC
  • 02/2021 → 04/2021
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 05/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charleston, SC
  • 05/2021 → Present
    Bank Of America, Na
    Charleston, SC
Previous Registrations
  • 2021-02-17 → 2021-04-27
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Richmond, VA
  • 2016-06-22 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 2009-10-23 → 2016-06-14
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
  • 2004-01-14 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-22
S63 Uniform Securities Agent State Law Examination 2001-03-23
  • S65 Uniform Investment Adviser Law Examination
    2003-10-22
  • S63 Uniform Securities Agent State Law Examination
    2001-03-23
Other Names
  • John Eric Sherman
  • John E Sherman

View on SEC IAPD

Other Firms

BALLAST ROCK PRIVATE WEALTH
PALMETTO ADVISORY
CHARLESTON EQUITY PARTNERS, LLC
EQUITABLE ADVISORS, LLC
ADVISOR.COM
TIME & WEALTH MANAGEMENT, LLC
EDWARD JONES
GREYSTAR INVESTMENT GROUP, LLC

Other Investors

Christian Dan Salomone
TROY JOHN DAVIDSON
JAMES BERNARD CARROLL
Jamie E Carroll
Brooke Meredith Courtney
DERRICK M GRAVA
JOHN KARL NAWROCKI
Michael luke Buccolo

Other Offices

BALLAST ROCK PRIVATE WEALTH · CHARLESTON, SC
PALMETTO ADVISORY · CHARLESTON, SC
CHARLESTON EQUITY PARTNERS, LLC · CHARLESTON, SC
EQUITABLE ADVISORS, LLC · CHARLESTON, SC
ADVISOR.COM · CHARLESTON, SC
TIME & WEALTH MANAGEMENT, LLC · CHARLESTON, SC
EDWARD JONES · CHARLESTON, SC
GREYSTAR INVESTMENT GROUP, LLC · CHARLESTON, SC

More in Charleston, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor