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4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-10-26 |
Branch Locations
4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States
1Ca57 400 Trade Center Suite 5900, Woburn, MA 01801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moors & Cabot | Boston | MA | 03/2016 | 12/2019 |
| Arthur W Wood Company Inc | Boston | MA | 12/2019 | 10/2023 |
| Arthur Wood Investment Advisors Corp | Boston | MA | 04/2019 | 10/2023 |
| Capitol Securities Management, Inc | Woburn | MA | 10/2023 | Present |
Doing Business As: AL Sharpe Financial LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-03 |
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