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Patrick Gerard Brough

Eagle Strategies LLC

Havertown, PA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2003-04-25
  • PA RA
    APPROVED
    Since 2003-04-25

Branch Locations

315 Oxford Road, Havertown, PA 19083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Inc. Bala Cynwyd PA 11/1989 Present
  • 11/1989 → Present
    Nylife Securities Inc.
    Bala Cynwyd, PA
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 555 E. City Ave Suite 800 Bala Cynwyd, PA 19004; Start Date 03/2016; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Emerson Reid LLC; Wholesale general agent of employee benefits.; 9 Eves Drive, Suite 150 Marlton, NJ 08053; Start Date 11/2017; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 2 hours per month during securities trading hours; Sales and service to employer groups.]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-23
  • S63 Uniform Securities Agent State Law Examination
    1990-01-23
Designations

View on SEC IAPD

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