Best Investors Account Sign in

Louisa Ramona Hofman

Wells Fargo Clearing Services, LLC

Denver, CO

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-24
  • TX RA
    APPROVED_RES
    Since 2018-04-24

Branch Locations

3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals Inc San Antonio TX 06/2012 06/2017
Wells Fargo Clearing Services Llc Cherry Creek CO 02/2018 Present
Unemployed Castle Pines CO 09/2017 02/2018
  • 06/2012 → 06/2017
    Investment Professionals Inc
    San Antonio, TX
  • 02/2018 → Present
    Wells Fargo Clearing Services Llc
    Cherry Creek, CO
  • 09/2017 → 02/2018
    Unemployed
    Castle Pines, CO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-01
  • S63 Uniform Securities Agent State Law Examination
    2005-10-01
Other Names
  • Mona Flores
  • Louisa Ramona Hofman
  • Louisa Ramona Flores
  • Louisa Hofman

View on SEC IAPD

Other Firms

EXCELLERE PARTNERS
ALPINE QUANTITATIVE MANAGEMENT, LLC
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
DREAM U.S. MANAGER LLC
KSL CAPITAL PARTNERS
CIBC PRIVATE WEALTH ADVISORS, INC.
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

TRISHA RENEA MINGO
Nicholas Dean Phillips
Andrea Saenz
STEVEN SEARES MURRAY
ANGELA LEACH PIZZICHINI
TANISHA MARIE SIMON
BRET ALLEN ROBERTS
NICHOLAS MICHAEL YIP

Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor