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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-04-01 |
Branch Locations
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
110 Oakwood Drive Suite 470, Winston-Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cic Advisers, Llc | Raleigh | NC | 01/2005 | Present |
| Capital Investment Group, Inc | Raleigh | NC | 01/2005 | Present |
1) SERVE AS INSURANCE AGENT/PRESIDENT WITH INTERGRATED ADVISORY SERVICES PROVIDING INSURANCE SALES AND SERVICE. ALONG WITH B/D SERVICES THRU THIS ENTITY, I SPEND 180 HOURS/MONTH. 100% OF TRADING HOUR TIME IS SPENT WITH IAS. LOCATED AT SAME ADDRESS AS OFFICE OF EMPLOYMENT ADDRESS. PER NASD DEFINITION, THIS IS AN INVESTMENT RELATED ACTIVITY. ACTIVITY BEGUN 2000.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-04 |
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