Leonard Anthony Boccia

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Ubs
  New York, NY

Previous Registrations

• 2013-09-24 → 2016-03-03
  Wells Fargo Clearing Services, Llc
  New York, NY

Other Businesses

Suny New Paltz / 1 Hawk Drive New Paltz,New york 12561 / Foundation/ Education / fund raising / Member of Board of Directors / / I meet with potential donors , and am on the finance committee with recieves updates on the performance of the foundation. I do not mangae the money / Start Date 3/1/12 /

Exams

• S66 Uniform Combined State Law Examination
  2021-11-17
• S63 Uniform Securities Agent State Law Examination
  1990-03-26

Other Names

• Lenny Boccia