Michael Mercurio

Current Employers

The Fiduciary Alliance

135 S Main St Suite 600, Greenville, SC 29601 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2026-07-08

TN RA
APPROVED

Since 2026-07-08

Branch Locations

1507 16Th Avenue South, Nashville, TN 37212 • United States

135 S Main St Suite 600, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Fiduciary Alliance	Greenville	SC	04/2026	Present
Stephens & Associates	Nashville	TN	02/2015	Present

04/2026 → Present

The Fiduciary Alliance

Greenville, SC
02/2015 → Present

Stephens & Associates

Nashville, TN

Other Businesses

INSURANCE AGENT- INVESTMENT RELATED - NASHVILLE, TN, INSURANCE SALES, AGENT, 2015, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-15

S65 Uniform Investment Adviser Law Examination

2026-04-15

View on SEC IAPD

Current Employers

The Fiduciary Alliance

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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