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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-23 |
| TX | RA | APPROVED | 2026-06-23 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 05/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 05/2026 | Present |
| Wilmington Trust, National Association | New York | NY | 07/2022 | 05/2026 |
| M&T Bank | Buffalo | NY | 06/2021 | 08/2021 |
| Syracuse University | Syracuse | NY | 08/2018 | 05/2022 |
| Corepower Yoga, Llc | New York | NY | 01/2026 | Present |
| Country Club Of Buffalo | Buffalo | NY | 05/2018 | 11/2023 |
| Transit Valley Country Club Inc | Buffalo | NY | 05/2017 | 01/2018 |
| Nardin Academy | Buffalo | NY | 09/2014 | 05/2018 |
| Prime Steakhouse | Syracuse | NY | 01/2021 | 04/2021 |
Entity Name: CorePower Yoga, LLC. Investment related: No Address: 59 Bleecker St, New York, NY 10012 https://www.corepoweryoga.com Nature of the other business: Personal Fitness Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Yoga studio. Work at front desk/turnover of studio in between classes. No similarity to the role or JPM. Effective 05/26/2026 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-07 |
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