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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-15
NV RA APPROVED 2010-03-08
  • TX RA
    APPROVED_RES
    Since 2010-03-15
  • NV RA
    APPROVED
    Since 2010-03-08

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 03/2010 Present
Bank Of America, N.A. Las Vegas NV 01/2011 Present
Previous Registrations
  • 2009-06-01 → 2010-03-11
    Las Vegas, NV
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Las Vegas, NV
  • 2006-10-27 → 2007-04-02
    Morgan Stanley Dw Inc.
    Las Vegas, NV
Other Businesses

I*1931285, Entity Type: Entity For Profit, Name of OBA: Sportscardsink, Address: Las Vegas,Nevada 89166, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 01/01/2020, No Hours: 2, No Hours during trading: 0, Duties: Buying and selling baseball cards on Ebay. I buy collections of sports cards and sell cards on Ebay.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-26
  • S66 Uniform Combined State Law Examination
    2005-10-26

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