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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-29 |
Branch Locations
10796 S Us Hwy 15 501, Southern Pines, NC 28387 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Southern Pines | NC | 05/2026 | Present |
| Wells Fargo Bank, Na | Southern Pines | NC | 04/2024 | Present |
| United States Army | Fayetteville | NC | 05/2020 | 05/2024 |
| Marist College | Poughkeepsie | NY | 08/2017 | 05/2020 |
| Norwich University | Northfield | VT | 08/2016 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2026-06-10 |
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