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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-01-01 |
Branch Locations
915 Meeting Street Suite 1220, North Bethesda, MD 20852 • United States
Bethesda, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Holmes | Chappaqua | NY | 09/2011 | 11/2022 |
| Tiaa | Bethesda | MD | 10/2022 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Bethesda | MD | 10/2022 | Present |
ROCK VENTURE CONSULTING POSITION: Owner NATURE: Consulting Business related to Business Development and Growth. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2001 ADDRESS: Home Address, Bethesda MD 20814, United States DESCRIPTION: Rock Venture Consulting, Consulting related to business development and growth, Bethesda, Maryland, Owner, President (Will not interfere with TIAA Position). Start Date is in 2001. Not investment related. If any hours per month, estimated 2 hours, and on the weekend. Not expecting any business during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-28 |
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