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Rory James Mckendrick

LPl Financial LLC

Marietta, GA

Troy, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-12-15
GA RA APPROVED 2022-12-12
  • MI RA
    APPROVED
    Since 2025-12-15
  • GA RA
    APPROVED
    Since 2022-12-12

Branch Locations

1685 Terrell Mill Rd Ste 205, Marietta, GA 30067 • United States

880 W Long Lake Rd Ste 225, Troy, MI 48090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Birmingham MI 04/2007 11/2018
Morgan Stanley Smith Barney Birmingham MI 06/2009 11/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2018
Fisher Investments Camas WA 12/2018 07/2019
Unemployed Troy MI 08/2019 11/2019
Lpl Financial, Llc Bingham Farms MI 12/2019 Present
  • 04/2007 → 11/2018
    Morgan Stanley & Co., Incorporated
    Birmingham, MI
  • 06/2009 → 11/2018
    Morgan Stanley Smith Barney
    Birmingham, MI
  • 01/2015 → 11/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2018 → 07/2019
    Camas, WA
  • 08/2019 → 11/2019
    Unemployed
    Troy, MI
  • 12/2019 → Present
    Bingham Farms, MI
Previous Registrations
  • 2018-12-05 → 2019-08-13
    Troy, MI
    Plano, TX
  • 2009-06-01 → 2018-12-06
    Birmingham, MI
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2006-03-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Birmingham, MI
    Birmingham, MI
Other Businesses

1. 8/10/2020 - No Business Name - Investment Related - Home Based - Other-FINRA Arbitrator - Start Date: 09/01/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 11/17/2020 - Lindsay Capital, LLC - Not Investment Related - At Reported Business Location(s) & Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 11/17/2020 - 160 Hours Per Month/160 Hours During Securities Trading - LPL commissions-setting up a pass-through account. 3. 6/7/2021 - Sutherland Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/1/2021 - 200 Hours Per Month/8 Hours During Securities Trading. 4. 02/05/2024 - Other - Transportation - Sharco Express LLC Referrals - Not Investment Related - Home Based - Start Date 01/01/2024 - 4 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-08
  • S66 Uniform Combined State Law Examination
    2005-09-08
Other Names
  • Rory Mckendrick

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