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Kenneth Gordon Pollard

Annex Wealth Management, LLC

Brookfield, WI

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Current Employers
Annex Wealth Management, Llc

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-04-24
  • WI RA
    APPROVED
    Since 2026-04-24

Branch Locations

17950 W. Corporate Drive Suite 300, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sapient Capital Llc Indianapolis IN 06/2023 05/2025
Abbot Downing (Wells Fargo) Chicago IL 03/2019 11/2021
Credit Value Partners Llc Greenwich CT 06/2014 05/2017
Annex Wealth Management Brookfield WI 04/2026 Present
Unemployed Milwaukee WI 06/2025 04/2026
Ofs Management Chicago IL 08/2017 02/2018
Unemployed Lake Forest IL 03/2018 02/2019
Unemplyed Chicago IL 12/2021 05/2023
  • 06/2023 → 05/2025
    Sapient Capital Llc
    Indianapolis, IN
  • 03/2019 → 11/2021
    Abbot Downing (Wells Fargo)
    Chicago, IL
  • 06/2014 → 05/2017
    Credit Value Partners Llc
    Greenwich, CT
  • 04/2026 → Present
    Annex Wealth Management
    Brookfield, WI
  • 06/2025 → 04/2026
    Unemployed
    Milwaukee, WI
  • 08/2017 → 02/2018
    Ofs Management
    Chicago, IL
  • 03/2018 → 02/2019
    Unemployed
    Lake Forest, IL
  • 12/2021 → 05/2023
    Unemplyed
    Chicago, IL
Designations

View on SEC IAPD

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MARINER
M HOLDINGS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WHN INVESTOR SERVICES, INC.

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

More in Brookfield, WI

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