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David L Ellis

Morgan Stanley

Roanoke, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-06-01
  • VA RA
    APPROVED
    Since 2009-06-01

Branch Locations

10 South Jefferson Street Suite 1700, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Roanoke VA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Roanoke, VA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1.Oak Hill Farms LLC; Investment related Yes; VA; Business / Company; Owner(proprietor, partner, officer, director, employee, trustee, agent); Oct 2017; During business hours: 0; After business hours: 0; Owner *551616 - DME Properties LLC; Investment related: Yes; Boones Mill, Virginia; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 0; After business hours: 5; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-30
  • S66 Uniform Combined State Law Examination
    2007-01-30
Other Names
  • David Ellis
  • David L Ellis Jr
  • David L Ellis
  • David L Ellis Jr.

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