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Steven Thomas Smith

Hummel Wealth Management, LLC

Orville, OH

Berlin, OH

CRD 8240894

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Employer firm

Hummel Wealth Management, LLC CRD 143523

122 advisory clients

Reported services (Item 5G)

  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Hummel Wealth Management, Llc

4585 State Route 39, Berlin, OH 44610 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-08
  • OH RA
    APPROVED
    Since 2026-06-08

Branch Locations

461 Wadsworth Rd, Orville, OH 44667 • United States

4585 State Route 39, Berlin, OH 44610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hummel Wealth Management, Llc Berlin OH 06/2026 Present
Hummel Group Inc Orrville OH 09/2022 Present
Rite Aid Of Ohio Llc Wooster OH 04/2020 10/2023
Whitaker-Myers Wealth Managers Ltd. Wooster OH 01/2022 08/2022
Submakers North Inc Dba Subway Mount Vernon OH 06/2018 03/2020
Mount Vernon Nazarene University Mount Vernon OH 06/2019 12/2021
East Knox Local School District Howard OH 08/2018 05/2019
Triway Local School District Wooster OH 08/2007 05/2018
Whispering Hills Recreation Inc. Big Prairie OH 05/2017 10/2017
The O.N. Equity Sales Company Cincinnati OH 03/2026 Present
  • 06/2026 → Present
    Berlin, OH
  • 09/2022 → Present
    Hummel Group Inc
    Orrville, OH
  • 04/2020 → 10/2023
    Rite Aid Of Ohio Llc
    Wooster, OH
  • 01/2022 → 08/2022
    Whitaker-Myers Wealth Managers Ltd.
    Wooster, OH
  • 06/2018 → 03/2020
    Submakers North Inc Dba Subway
    Mount Vernon, OH
  • 06/2019 → 12/2021
    Mount Vernon Nazarene University
    Mount Vernon, OH
  • 08/2018 → 05/2019
    East Knox Local School District
    Howard, OH
  • 08/2007 → 05/2018
    Triway Local School District
    Wooster, OH
  • 05/2017 → 10/2017
    Whispering Hills Recreation Inc.
    Big Prairie, OH
  • 03/2026 → Present
    The O.N. Equity Sales Company
    Cincinnati, OH
Other Businesses

1). Hummel Wealth Management; 4585 State Route 39, Millersburg, OH 44654; Retirement Plans; IAR rep; 06/08/2026-present; 140 hours/month (140 during securities trading hours); Educate 401k participants and service 401k plans. 2). Hummel Group Inc; 461 Wadsworth Road, Orrville, OH 44687; agent; 09/12/2022-present; 140 hours/month (140 during securities trading hours/month); service and write insurance policies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-09
S63 Uniform Securities Agent State Law Examination 2025-07-16
  • S65 Uniform Investment Adviser Law Examination
    2026-02-09
  • S63 Uniform Securities Agent State Law Examination
    2025-07-16

View on SEC IAPD

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