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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-06-09 |
| DC | RA | APPROVED | 2022-06-28 |
| MD | RA | APPROVED | 2022-02-22 |
| MI | RA | APPROVED | 2022-02-22 |
| VA | RA | APPROVED | 2022-02-22 |
| IN | RA | APPROVED | 2021-02-05 |
| NC | RA | APPROVED | 2016-01-11 |
| OH | RA | APPROVED | 2011-09-28 |
Branch Locations
4585 State Route 39, Berlin, OH 44610 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-04-13 |
Branch Locations
4585 State Route 39, Berlin, OH 44610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ohio National Financial Services | Cincinnati | OH | 06/2007 | Present |
| The O.N. Equity Sales Company | Cincinnati | OH | 05/2008 | Present |
| Hummel Wealth Management, Llc | Berlin | OH | 03/2009 | Present |
1) HUMMEL WEALTH MANAGEMENT, LLC: INVESTMENT RELATED; 4585 STATE ROUTE 39 PO BOX 250 BERLIN OH 44610; INVESTMENT ADVISORY SERVICES; INVESTMENT ADVISOR; START DATE: 09/01/2009; SERVICING CLIENTS; 30 HOURS PER MONTH ( 30 HRS DURING SECURITY TRADING HOURS) 2) INSURANCE; NOT INVESTMENT RELATED; 4585 STATE ROUTE 39 PO BOX 250 BERLIN OH 44610; LIFE, DI, FIXED ANNUITY ( NON SECURITY RELATED PRODUCT); SALES AGENT; 05/01/2007; 80 HOURS PER MONTH (80 HRS DURING SECURITY TRADING HOURS. ); 3) HEARTLAND HOUSING GROUP LLC; NOT INVESTMENT RELATED; 8168 SWARTZ CIRCLE APPLE CREEK OH 44606; RENTAL PROPERTY; MEMBER; START DATE 03/13/13; HOURS/MONTH 20; HOURS/TRADING 0; PURCHASE,REHAB AND MANAGE RENTAL PROPERTY. 4) HARBAUGH STRATEGIES, LLC; NOT INVESTMENT RELATED; 7775 TR 508 LAKEVILLE OH 44638; BILLBOARDS; PARTIAL OWNER 50%; 03/01/2016-PRESENT; 1 HOUR/MONTH; 0 HOUR/ TRADING; I WILL BE BUYING INTO THE BUSINESS AND BECOMING A 50% OWNER BY USING PERSONAL SAVINGS TO PROVIDE FUNDING FOR EXPANSION OF THE BILLBOARD BUSINESS. MY PARTNER WILL RUN THE DAY TO DAY OPERATIONS OF THE BUSINESS. 5) FUSED OUTDOOR ADVERTISING LLC; NOT INVESTMENT RELATED; 4696 SILVER ROAD WOOSTER OH 44691; BILLBOARD ADVERTISING; MEMBER; 03/28/2017-PRESENT; MINIMAL HOURS/MONTHLY; 0 TRADING/HOURS; USING PERSONAL SAVINGS TO PAY FOR BILLBOARD CONSTRUCTION PROJECTS. 6). Dream One Sports Academy; not investment related; Santo Domingo, Dominican Republic; Baseball Academy; Investor; 10/18/2023-present; 5 Hours/month (5 hours during securities trading hours); invest money in player that my friend trains at his baseball academy in Santo Domingo.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-12-17 |
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