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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-12-16 |
| GA | RA | APPROVED | 2020-04-01 |
| VA | RA | APPROVED | 2019-10-29 |
| PA | RA | APPROVED | 2019-08-08 |
| WI | RA | APPROVED | 2019-08-07 |
| FL | RA | APPROVED | 2017-04-12 |
| IN | RA | APPROVED | 2014-03-06 |
| OH | RA | APPROVED | 2012-11-01 |
Branch Locations
461 Wadsworth Road, Orrville, OH 44667 • United States
One Financial Way, Cincinnati, OH 45242 • United States
4585 State Route 39, Berlin, OH 44610 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2007-04-24 |
Branch Locations
4585 State Route 39, Berlin, OH 44610 • United States
4585 State Route 39, Berlin, OH 44610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hummel Insurance Agency Inc | Berlin | OH | 06/1996 | Present |
| The O.N. Equity Sales Company | Berlin | OH | 04/1998 | Present |
| Hummel Wealth Management, Llc | Berlin | OH | 04/2007 | Present |
1)HUMMEL WEALTH MANAGEMENT, LLC; INVESTMENT RELATED; 461 Wadworth Road, Orrville, OH 44667; INVESTMENT ADVISORY SERVICES; CFO/CCO; 04/2007 TO PRESENT; 40 HOURS PER MONTH; 40 HOURS PER MONTH DURING TRADING HOURS; INVESTMENT ADVISOR, CHIEF COMPLIANCE OFFICER. 2) HUMMEL GROUP INC.; NOT INVESTMENT RELATED; 461 Wadworth Road, Orrville, OH 44667; INSURANCE AND ANNUITY SALES; AGENT; START DATE 11/01/2012; HOURS/MONTH 80; HOURS/TRADING 80; SALES OF LIFE INSURANCE,DISABILITY INSURANCE,FIXED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-02-23 |
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