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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-30 |
| TX | RA | APPROVED | 2026-06-30 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East Wind Securities, Llc | New York | NY | 03/2026 | 06/2026 |
| Polanco Social (Thyme & Tonic) | New York | NY | 07/2025 | 06/2026 |
| Malka (Restaurant, The Good People Group) | New York | NY | 09/2025 | 11/2025 |
| Self-Employed | New York | NY | 09/2016 | Present |
| Royal Caribbean Group Llc | Miami | FL | 02/2020 | 05/2020 |
| Hershey Entertainment | Hershey | PA | 05/2019 | 08/2019 |
| The Carlebach Synagogue | New York | NY | 08/2025 | 01/2026 |
| Berklee College Of Music | Vero Beach | FL | 09/2017 | 12/2021 |
| J.P. Morgan Securities Llc | New York | NY | 06/2026 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2026 | Present |
| Golden Child Artists | New York City | NY | 05/2024 | 05/2024 |
| Jazz House Kids | Montclair | NJ | 05/2023 | 06/2023 |
Effective 6/15/2026 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Self-employed Musician Not investment-related 698 West End Avenue, 1D, New York, NY, 10025 September, 2016 10-50 hours per month 0 hours during securities trading hours Play music with bands that contract me to fill out their orchestration
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-20 |
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