Michael Richard Fontaine

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-06-17

TX RA
APPROVED_RES

Since 2014-06-17

Branch Locations

1400 Computer Dr Ste 110, Westborough, MA 01581-1760 • United States

North Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Westborough	MA	09/2005	03/2020
Ameriprise Financial Services, Llc	Westborough	MA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Westborough, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Westborough, MA

Other Businesses

Outside Employment; Franconia Ski Club; Part Time Ski Coach; Part time ski coach for my children's race program.; PO Box 462, , Franconia , NH, 03580; Not Investment-Related; 12/08/2025; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-19

S66 Uniform Combined State Law Examination

2005-12-19

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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