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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kabler Thomas | Johnstown | PA | 10/2011 | Present |
| Lpl | Johnstown | PA | 03/2015 | Present |
1.03/06/2015; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Kabler/Thomas Financial Group /; Investment Related; at Reported Business Location(s); Start Date 11/24/2014; hrs/mth; hrs during trading 2.05/18/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Kabler Financial Group LLP; Investment Related; at Reported Business Location(s); Start Date 05/14/2026; 160hrs/mth; 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-24 |
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