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Pierluigi Bottrighi

Ubs Financial Services Inc.

New York, NY

CRD 8233175

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-08
  • NY RA
    APPROVED
    Since 2026-04-08

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc New York NY 03/2026 Present
Ubs Switzerland Ag Zurich 02/2022 02/2026
Ubs Switzerland Ag Zurich 04/2021 11/2021
Hilti Ag Schaan 09/2020 03/2021
Eth Zurich Zurich 03/2020 08/2020
Eth Zurich Zurich 09/2019 04/2022
Politecnico Di Milano Milan 10/2016 07/2019
  • 03/2026 → Present
    Ubs Financial Services, Inc
    New York, NY
  • 02/2022 → 02/2026
    Ubs Switzerland Ag
    Zurich
  • 04/2021 → 11/2021
    Ubs Switzerland Ag
    Zurich
  • 09/2020 → 03/2021
    Hilti Ag
    Schaan
  • 03/2020 → 08/2020
    Eth Zurich
    Zurich
  • 09/2019 → 04/2022
    Eth Zurich
    Zurich
  • 10/2016 → 07/2019
    Politecnico Di Milano
    Milan
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-08
  • S66 Uniform Combined State Law Examination
    2026-04-08

View on SEC IAPD

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