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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-05-28 |
Branch Locations
4435 Waterfront Dr, Ste. 203, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Glen Allen | VA | 03/2026 | Present |
| Zola | New York | NY | 12/2018 | 12/2025 |
| S'wEll | New York | NY | 02/2018 | 12/2018 |
| Toyota Tsusho America | New York | NY | 09/2016 | 10/2017 |
| Vra Partners, Llc | New York | NY | 07/2015 | 09/2016 |
| Unemployed | New York | NY | 11/2017 | 01/2018 |
1. 04/2026 - Alpha Wealth Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 04/13/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-27 |
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