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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-03 |
Branch Locations
205 A South Liberty Street , Harrisonburg, VA 22801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ld&B Financial Group | Harrisonburg | VA | 04/2026 | Present |
| Dick's Sporting Goods | Harrisonburg | VA | 04/2023 | 12/2025 |
| Dupont Community Credit Union | Verona | VA | 05/2025 | 08/2025 |
| Willy's Ice Cream | Waynesboro | VA | 08/2016 | 10/2020 |
| James Madison University | Harrisonburg | VA | 08/2022 | 12/2025 |
| Eastern Mennonite School | Harrisonburg | VA | 08/2019 | 05/2022 |
| Westwood Hills Elementary School, Kate Collins Middle School | Waynesboro | VA | 08/2007 | 05/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2026 | 04/2026 |
| Ld&B Insurance And Financial Services | Harrisonburg | VA | 04/2026 | Present |
| Ld&B Insurance | Harrisonburg | VA | 04/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2026 | Present |
1. NAME OF OTHER BUSINESS: LD&B FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES, INSURANCE AGENCY START DATE: 04/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFERING FINANCIAL PLANNING, INVESTING, AND ADVISORY SERVICES; 2. NAME OF OTHER BUSINESS: LD&B INSURANCE AND FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES, INSURANCE AGENCY START DATE: 04/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFERING FINANCIAL PLANNING, INVESTING, AND ADVISORY SERVICES; 3. NAME OF OTHER BUSINESS: LD&B INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR INSURANCE START DATE: 04/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INSURANCE AGENCY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-12 |
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