Kristin Lee Maksimowicz

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Raymond James Financial Services, Inc
  Colorodo Springs, CO
• 03/2014 → Present
  Home Portraits By Kristin
  Colorado Springs, CO

Previous Registrations

• 2008-06-25 → 2008-11-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 2007-04-02 → 2008-04-25
  Morgan Stanley & Co. Llc
  New York, NY
• 2005-11-01 → 2007-04-02
  Morgan Stanley Dw Inc.
  New York, NY
  Pearl River, NY
  Pearl River, NY
  Pearl River, NY

Other Businesses

(1)Name of Business: Home Portraits by Kristin Address: 6535 Last Light Ct, Colorado Springs, CO, 80919, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/26/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Draw home portraits (2)Name of Business: Sullivan & Associates Address: 1229 Lake Plaza Dr, Colorado Springs, CO, 80906, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/15/2009 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Office Manager

Exams

• S66 Uniform Combined State Law Examination
  2005-10-31

Other Names

• Kristin Lee Harpine
• Kristin Harpine
• Kristin L Harpine