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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-09 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iberian Ventures Private Equity | Madrid | 05/2022 | 05/2023 | |
| Telefonica | Madrid | 05/2023 | 06/2024 | |
| Altamarcam Partners | Madrid | 06/2024 | 01/2025 | |
| Ubs Financial Services Inc | New York | NY | 02/2026 | Present |
| Unemployed | Madrid | 01/2025 | 02/2026 | |
| Universidad Autonoma De Madrid | Madrid | 06/2018 | 05/2022 | |
| Colegio De Fomento Aldovea | Madrid | 06/2005 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-17 |
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