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Austin Caine Harris

West Financial Advisors, L.L.C.

Des Moines, IA

Scottsdale, AZ

CRD 8229935

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Employer firm

West Financial Advisors, L.l.c. CRD 142265

$674M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
West Financial Advisors, L.L.C.

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-12
IA RA APPROVED 2026-02-25
  • AZ RA
    APPROVED
    Since 2026-03-12
  • IA RA
    APPROVED
    Since 2026-02-25

Branch Locations

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

15051 N Kierland Blvd Suite 309, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonora Quest Laboratories Phoenix AZ 03/2025 12/2025
West Financial Advisors, L.L.C. Des Moines IA 01/2026 Present
Sonora Quest Laboratories Phoenix AZ 09/2021 03/2025
Sonora Quest Laboratories Phoenix AZ 09/2020 09/2021
Hach Chemical Company Ames IA 03/2018 07/2020
Heska Corporation Des Moines IA 02/2017 03/2018
Clinical Pathology Laboratories Austin TX 06/2016 02/2017
  • 03/2025 → 12/2025
    Sonora Quest Laboratories
    Phoenix, AZ
  • 01/2026 → Present
    West Financial Advisors, L.L.C.
    Des Moines, IA
  • 09/2021 → 03/2025
    Sonora Quest Laboratories
    Phoenix, AZ
  • 09/2020 → 09/2021
    Sonora Quest Laboratories
    Phoenix, AZ
  • 03/2018 → 07/2020
    Hach Chemical Company
    Ames, IA
  • 02/2017 → 03/2018
    Heska Corporation
    Des Moines, IA
  • 06/2016 → 02/2017
    Clinical Pathology Laboratories
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-23
  • S65 Uniform Investment Adviser Law Examination
    2026-02-23

View on SEC IAPD

Nearby Firms

OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC

Nearby Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers

Nearby Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA

More in Des Moines, IA

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