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Austin Caine Harris

West Financial Advisors, L.L.C.

Des Moines, IA

Scottsdale, AZ

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Current Employers
West Financial Advisors, L.L.C.

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-12
IA RA APPROVED 2026-02-25
  • AZ RA
    APPROVED
    Since 2026-03-12
  • IA RA
    APPROVED
    Since 2026-02-25

Branch Locations

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

15051 N Kierland Blvd Suite 309, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonora Quest Laboratories Phoenix AZ 03/2025 12/2025
West Financial Advisors, L.L.C. Des Moines IA 01/2026 Present
Sonora Quest Laboratories Phoenix AZ 09/2021 03/2025
Sonora Quest Laboratories Phoenix AZ 09/2020 09/2021
Hach Chemical Company Ames IA 03/2018 07/2020
Heska Corporation Des Moines IA 02/2017 03/2018
Clinical Pathology Laboratories Austin TX 06/2016 02/2017
  • 03/2025 → 12/2025
    Sonora Quest Laboratories
    Phoenix, AZ
  • 01/2026 → Present
    West Financial Advisors, L.L.C.
    Des Moines, IA
  • 09/2021 → 03/2025
    Sonora Quest Laboratories
    Phoenix, AZ
  • 09/2020 → 09/2021
    Sonora Quest Laboratories
    Phoenix, AZ
  • 03/2018 → 07/2020
    Hach Chemical Company
    Ames, IA
  • 02/2017 → 03/2018
    Heska Corporation
    Des Moines, IA
  • 06/2016 → 02/2017
    Clinical Pathology Laboratories
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-23
  • S65 Uniform Investment Adviser Law Examination
    2026-02-23

View on SEC IAPD

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Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA
CHOREO, LLC · Des Moines, IA

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