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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-04
  • FL RA
    APPROVED
    Since 2026-05-04

Branch Locations

6769 North Wickham Road, Suite B100, Melbourne, FL 32940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Army Fort Bragg NC 11/2013 02/2026
Stifel, Nicolaus & Company, Incorporated (Org Id: 793) Melborne FL 02/2026 Present
  • 11/2013 → 02/2026
    Us Army
    Fort Bragg, NC
  • 02/2026 → Present
    Stifel, Nicolaus & Company, Incorporated (Org Id: 793)
    Melborne, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-30
  • S66 Uniform Combined State Law Examination
    2026-04-30

View on SEC IAPD

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