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Joseph Benjamin Rosen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-21
  • NJ RA
    APPROVED
    Since 2026-05-21

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NY 02/2026 Present
Unemployed Red Bank NJ 02/2016 05/2023
Seamless Contacts Red Bank NJ 10/2025 10/2025
Warby Parker Sea Girt NJ 11/2023 12/2023
M&T Bank Cheshire CT 06/2023 08/2023
Lululemon Shrewsbury NJ 10/2025 02/2026
Unemployed Red Bank NJ 01/2024 09/2025
Bank Of America, N.A. Red Bank NJ 04/2026 Present
  • 02/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Red Bank, NY
  • 02/2016 → 05/2023
    Unemployed
    Red Bank, NJ
  • 10/2025 → 10/2025
    Seamless Contacts
    Red Bank, NJ
  • 11/2023 → 12/2023
    Warby Parker
    Sea Girt, NJ
  • 06/2023 → 08/2023
    M&T Bank
    Cheshire, CT
  • 10/2025 → 02/2026
    Lululemon
    Shrewsbury, NJ
  • 01/2024 → 09/2025
    Unemployed
    Red Bank, NJ
  • 04/2026 → Present
    Bank Of America, N.A.
    Red Bank, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-20
  • S66 Uniform Combined State Law Examination
    2026-05-20
Other Names
  • Joseph B Rosen

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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