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Stephen Mann

Equitable Advisors, LLC

Raleigh, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-11
  • NC RA
    APPROVED
    Since 2026-06-11

Branch Locations

3100 Smoketree Court Suite 1000, Raleigh, NC 27604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Whispering Pines NC 08/2017 04/2019
East Carolina University Greenville NC 08/2012 07/2017
Travel Resorts Of America Southern Pines NC 04/2024 04/2026
Acquire Marketing Raleigh NC 08/2023 09/2023
Unemployed Cary NC 10/2023 04/2024
Unemployed Cary NC 03/2021 04/2021
Trelora Realty Lakewood CO 04/2021 07/2023
Fidelity Investments Durham NC 02/2021 02/2021
State Employees Credit Union Carthage NC 05/2019 01/2021
Unemployed Whispering Pines NC 05/2026 06/2026
Equitable Advisors, Llc New York NY 06/2026 Present
  • 08/2017 → 04/2019
    Unemployed
    Whispering Pines, NC
  • 08/2012 → 07/2017
    East Carolina University
    Greenville, NC
  • 04/2024 → 04/2026
    Travel Resorts Of America
    Southern Pines, NC
  • 08/2023 → 09/2023
    Acquire Marketing
    Raleigh, NC
  • 10/2023 → 04/2024
    Unemployed
    Cary, NC
  • 03/2021 → 04/2021
    Unemployed
    Cary, NC
  • 04/2021 → 07/2023
    Trelora Realty
    Lakewood, CO
  • 02/2021 → 02/2021
    Fidelity Investments
    Durham, NC
  • 05/2019 → 01/2021
    State Employees Credit Union
    Carthage, NC
  • 05/2026 → 06/2026
    Unemployed
    Whispering Pines, NC
  • 06/2026 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-20
  • S66 Uniform Combined State Law Examination
    2026-01-20

View on SEC IAPD

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CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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